Mutual trust does not supersede human rights! Italian judges unprecedently recognize the refugee status to an EU citizen

 

Dr. Chiara Scissa*

Photo credit: Bologna Tribunal, photo by Alex Sirac via Wikimedia Commons

* Research fellow in EU law at the University of Bologna – Alma Mater Studiorum. This contribution is part of the ERC 2022-TSG research project "Gatekeepers to International Refugee Law? - The Role of Courts in Shaping Access to Asylum" (ACCESS). Grant Agreement No. 101078683.

1. On 10 October 2025, the Tribunal of Bologna – Specialized Section on Immigration, International Protection and Free Movement of EU Citizens issued a decree of great importance for the right to asylum as conceived in EU law. For the first time, Italian judges have found that an application for international protection by a citizen of another EU Member State is admissible, granting her refugee status. In the present case, therefore, the presumption between the EU Member States to consider each other as safe countries of origin for all legal and practical purposes related to asylum issues (which in many cases is automatic, see for example here and here for the practice in Ireland, Austria, the Czech Republic, and Hungary) is dropped.

2. With decree r.g. 8445/2023, the Tribunal of Bologna pronounced on a proceeding brought by a Hungarian applicant against the rejection of her international protection claim, notified to her by the Territorial Commission for the Recognition of International Protection of Verona – Vicenza Section (first-instance administrative authority), as inadmissible. Inadmissibility was based on two considerations.

First, Protocol 24 to the Treaty on the Functioning of the European Union (TFEU) on asylum for citizens of EU Member States enshrines that asylum claims by EU citizens must be considered, apart from exceptional cases, inadmissible by virtue of the level of protection of the fundamental rights and freedoms guaranteed to them by the Treaties,  including those enshrined in the European Convention on Human Rights (ECHR), whose rights form part of EU law as general principles. According to the above-mentioned Protocol, an asylum application lodged by a European citizen may be examined or declared admissible only if: a) the Member State of which the applicant is a national proceeds after the entry into force of the Treaty of Amsterdam, availing itself of the provisions of Article 15 ECHR, to take measures derogating in its territory from its obligations under that Convention; b) the procedure referred to Article 7(1) of the Treaty on European Union (TEU) has been initiated and until the Council, or, where appropriate, the European Council, takes a decision in respect thereof with regard to the Member State of which the applicant is a national; c) the Council has adopted a decision in accordance with Article 7(1) TEU in respect of the Member State of which the applicant is a national or if the European Council has adopted a decision in accordance with Article 7(2) TEU in respect of the Member State of which the applicant is a national; d) a Member State should so decide unilaterally in respect of the application of a national of another Member State; in that case the Council shall be immediately informed; the application shall be dealt with on the basis of the presumption that it is manifestly unfounded without affecting in any way, whatever the cases may be, the decision-making power of the Member State.

Second, given the existence of conflicting opinions on the applicability of the above exceptions to the case at hand, the Territorial Commission had requested an opinion from the National Commission on the possibility that the proceedings initiated against Hungary pursuant to Art. 7.1 TEU (so-called suspension clause) could fall within the hypothesis referred to in paragraph b). The National Commission, taking note of the absence of an express position endorsed by the Council on the applicability of art. 7.1 TEU to Hungary, concludes that the application should be considered as inadmissible. In the appeal, the defence argues that the applicant is primarily entitled to asylum on the basis of paragraph (b) of Protocol 24 or on the ground of the safeguard clause referred to in point (d), according to which a Member State may decide unilaterally to declare admissible the asylum application lodged by a national of another Member State.

3. To begin with, the Court verified the admissibility of the application for international protection in the present case by assessing whether the initiation of the procedure pursuant to Article 7.1 TEU against Hungary may have fallen within the situations referred to in paragraph b) of Protocol 24 cited above. Article 7 TEU provides for the possibility of suspending certain rights deriving from EU membership in the presence of a serious and persistent violation of the values referred to in Art. 2 TEU (respect for human dignity, freedom, democracy, equality, rule of law and respect for fundamental rights, including the rights of persons belonging to minorities). The rule provides for a two-step procedure. It provides that, on the proposal of one third of EU Member States, or of the European Parliament or of the European Commission, the Council, acting by a majority of four fifths of its members, having obtained the Parliament’s consent, may determine that there is a clear risk of a serious breach of these fundamental principles by a Member State, and address appropriate recommendations to it. Article 7(2) and (3) TEU then provides that, if the infringement is found, the Council, acting by a qualified majority, may decide to suspend some of the rights that derive from application of the Treaties to the Member State in question.

Since its creation in 1999 by the Treaty of Amsterdam until today, the so-called suspension clause has only been initiated twice. In 2017, the European Commission launched the procedure against Poland, but the Commission later withdrew its reasoned proposal in 2024, effectively concluding the procedure. In September 2018, the European Parliament then adopted a Resolution with which it initiated the procedure against Hungary. Despite various discussions and hearings, the latter procedure is still ongoing.

4. Although neither the Council nor the European Council has ever expressed a position on this point, it is clear that the adoption of a reasoned proposal by the European Parliament in this field is an integral part of the procedure laid down in Article 7 TEU, in opposition to the findings of the first-instance administrative authorities. In support of this, in the context of the action for annulment pursuant to Article 263 TFEU filed by Hungary against this Resolution, the Court of Justice of the EU (CJEU) clarified beyond any doubt that “[...] the adoption of the contested resolution initiates the procedure laid down in Article 7(1) TEU. Under point (b) of the sole article of Protocol (No 24), once that procedure is initiated and as long as the Council or the European Council has not taken a decision in respect of the Member State concerned, a Member State may, by way of derogation from the general rule laid down in that single article, take into consideration or declare admissible to be examined any asylum application lodged by a national of the Member State that is the subject of that procedure” (CJEU,  Hungary v. European Parliament, 2021, para. 41).

According to the Tribunal of Bologna, the CJEU's ruling ascertains that the principle of mutual trust, which permeates both the area of freedom, security and justice and the asylum policy “[...] is not a ‘blind trust’ and cannot be taken for granted” (p. 5), as has already been pointed out in the context of the application of the Dublin Regulation both by the CJEU (e.g., in N.S. and M.E., 2011; Abdullahi, 2013) and by the ECtHR (MSS v. Belgium and Greece, 2011).

5. The clear risk of serious and persistent violations of the foundational values of the EU imputed by the European Parliament against Hungary concerned, in particular, the respect for the rights of minorities in the country, including Roma and people with different SOGIESC (Sexual Orientation, Gender Identity, Gender Expression, and Sex Characteristics). In its 2018 Resolution and in the following ones (2022, 2023, 2024a, 2024b), the European Parliament denounced the widespread climate of violence against minorities in Hungary; the systematic discrimination and exclusion of Roma people with regards to the rights to housing, education, employment, health care and participation in social and political life; the widespread discrimination and xenophobia against people with different SOGIESC whose right to legal recognition and self-determination is denied by current legislation.

6. In view of the fact that the applicant**, who is a Hungarian national of Roma ethnicity, defines herself as transgender, and having verified the serious violations of human rights against those communities in Hungary, the Court finds that the application for international protection is admissible under paragraph (b) of Protocol 24 TFEU and carries out an assessment of the present case. The Court considers the applicant's predicament to be credible. In particular, the judges report that she was registered as a male, which is incongruent with her gender identity, and that she has suffered continuous violence and discrimination since school because of her ethnicity and gender. The applicant reports aggressions and abuses perpetrated both by society and by her family members, who wanted to force her into marriage with a woman denying her gender identity and her transition path. She has decided to leave her country following that episode. She also states that she was unable to correct her personal data by reassigning her registered sex at birth in Hungary because that was prohibited by law.

The Court also takes into account the psychological reports concerning the applicant, which certify traumas and experiences of stigmatization that led her to have suicidal thoughts. The predicament is coherent with the country of origin information collected by the Tribunal about the widespread discrimination in Hungary against both the Roma community and people with diverse SOGIESC, fueled both by society and through law. The Court therefore recognizes that “[...] for transsexual people, the failure to recognize gender reassignment leads to a serious violation of the right to personal identity (with significant repercussions on the rights to work, marriage, family and freedom of movement itself) which is not merely discriminatory, but persecutory, since it forces the person to live [...] with a formal identity different from [...] what he or she actually is” (p. 13). The Court therefore recognises the refugee status to the Hungarian applicant on the ground that she belongs to a particular social group (that of people with diverse SOGIESC and of Roma ethnic minority).

7. The judgment of the Tribunal of Bologna, in addition to being unique in Italy, allows us to draw some broader reflections on EU asylum law. First of all, it contributes to better delineating the purpose ratione personae of international protection, reducing – albeit slightly – the gap that separates it from the scope of refugee protection under the 1951 Geneva Convention. Although, unlike its international counterpart, international protection as conceived in EU law does not normally apply to EU citizens, this does not mean that this exclusion is to be considered automatic or even absolute pursuant to the specific clauses explicitly provided for in Protocol 24 annexed to the TFEU, in addition to the general discretion of each Member State to assess any asylum application by citizens of other Member States (letter d)).

From the point of view of cooperation between Member States, this decree is part of a path already traced by the highest European Courts, which clarify that the principle of mutual trust in the field of asylum is not “unconditional” and can only exist if fundamental rights are effectively respected. The fact that other Member States have already granted forms of protection to EU citizens in the last decade and that, according to Eurostat data, more than 1900 EU nationals - mainly from Hungary, Poland, Romania and Bulgaria - applied for asylum in other Member States between 2020 and 2024 corroborates that the presumption of mutual trust is not monolithic.

In the face of the serious violations of human rights and the rule of law existing in Hungary that infringe the set of values on which the Union is based (Article 2 TEU) and that are pushing its own citizens to seek refuge in other Member States, these are consequently called upon to verify the admissibility of international protection claims by Hungarian citizens not only until EU institutions have ruled on the suspension clause, but also by acting unilaterally to protect fundamental human rights.

** The pronouns and terms used to refer to the applicant are the ones used by the Tribunal of Bologna in its ruling and do not necessarily reflect the opinion of the author.  

Will The Hague Really Look North? The ICC and EU Crimes Against Migrants

 

 

Adrian Gjoshi*

Photo credit: Justflix, via Wikimedia Commons

 

Europe and the International Criminal Court (ICC) stand at a pivotal moment. For the first time, EU migration policies and senior European officials are subject to direct international criminal scrutiny regarding the treatment of migrants in the Mediterranean. Following a six-year investigation, Front-Lex and international lawyers Omer Shatz and Juan Branco submitted a 700-page communication (communication II) to the ICC, alleging that 122 officials from the EU institutions and several Member States committed crimes against humanity against migrants on the Central Mediterranean route between 2014 and 2020. The submission is based on testimony from 77 witnesses and potential suspects, including several Heads of State, and provides a detailed mapping of agencies and their involvement. The comprehensive collaboration between lawyers, scholars, and students from a Parisian public university highlights the gravity of the allegations.  As a doctoral researcher and lawyer focused on migration-related crimes as potential crimes against humanity, this case is particularly resonant.

The communication builds on an earlier filing from 2019, which contended that these crimes are not incidental but result from EU migration policies that intentionally cause deaths at sea and delegate refoulement to third countries. This recent communication is both explicit and specific: it identifies alleged perpetrators; maps agencies involved and supplies extensive evidence. The communication alleges that more than 25,000 migrants drowned during 2014-2019, and over 150,000 were intercepted and forcibly transferred to Libya, where they were systematically subjected to arbitrary detention, torture, sexual violence, enslavement, and other inhumane treatment.

In its 23^rd report to the UN Security Council on April 28, 2022, the ICC Prosecutor acknowledged the suffering of migrants in Libya and that crimes committed against them may amount to crimes against humanity and war crimes under ICC jurisdiction. Similarly, on October 8, 2021, a member of the Independent Fact-Finding Mission on Libya stated at a media conference: “[…] it’s quite clear that the pullback policies and pushback policies at sea have led to huge violations of human rights on the part of migrants […] and as our report indicates this is one of the areas where we think that  crimes against humanity have been committed”(here). Yet, despite these acknowledgments, no concrete steps toward accountability have been taken.

High-ranking Individuals Allegedly Involved

One striking element of the filing is the public exposure of those accused. The online database of suspects created by the Front-lex names and profiles high-ranking officials, including former German Chancellor Angela Merkel, French President Emmanuel Macron, former EU foreign policy chief Federica Mogherini, and former European Council President Donald Tusk. They are accused of either directly committing or indirectly enabling “mass killing by drowning” and “refoulement by proxy.” Interestingly, all 122 suspects are color-coded to indicate their alleged degree of liability: yellow-green for the highest, violet for high, light purple for medium, and gray for low. Merkel and Mogherini are yellow-green, signaling the highest alleged liability, while Macron and Tusk are violet, indicating high liability. While these remain allegations, the communication pressures the ICC to examine power in the north, rather than continuing its focus exclusively on southern conflicts. To date, regardless of its duties to initiate investigations and investigate all relevant facts, the ICC Prosecutor has never brought a European national to trial.

EU Institutions and Border Policies

Europe’s border regime prioritises securitisation over humanitarian protection (here, here, and here). According to the communication at hand, the European Commission and the Council of the European Union have shifted control to third countries such as Libya and deprioritised search and rescue. Operation Sophia, initiated by the Council, exemplifies this strategy. Front-Lex notes that the Council was a forum “in which the perpetration of crimes against humanity in the Mediterranean and Libya were planned and carried out.”

Frontex, the European Border and Coast Guard Agency, has become central to these policies. Once merely a coordinating body, it now operates with expanded mandates and unprecedented funding. According to the communication, its operations have affected over 175,000 migrants in the past decade and demonstrates the EU’s prioritisation of enforcement over protection. Similarly, EMSA, the European Maritime Safety Agency, was established to ensure maritime safety and prevent pollution. In practice, it also appears to contribute to deterrence-focused migration policies. The communication argues that EMSA aids in the capture, detention, and endangerment of migrants, describing it as part of a “criminal enterprise of deterrence-based policies of mass killing by drowning.”

This coordinated approach on deterrence is also reflected in EU naval operations. Operation EUNAVFOR MED was launched in 2015 with the mission to disrupt human smuggling networks, rescue migrants, enforce the UN arms embargo on Libya, and train the Libyan Coast Guard. The name of the operation was changed to Operation Sophia, after a baby girl, Sophia, born aboard the German frigate FGS Schleswig-Holstein on August 22, 2015, after her Somali mother was rescued in the Mediterranean. The name became a symbolic gesture, highlighting the mission’s humanitarian image, even as its primary focus in practice remained on migration control and border security. Operation Sophia ended in 2020 and was replaced by Operation Irini, which primarily enforces the arms embargo, but according to the communication, continues to influence migration control. The communication also notes that both operations have prioritised deterrence over rescue, contributing to the interception, detention, and endangerment of migrants.

Accountability and the Limits of the ICC

International law limits immunity. The ICC’s Al-Bashir decision (2019) reaffirmed that even sitting heads of state cannot escape accountability. The International Law Commission’s (ILC) work since 2007 also shows a shift away from absolute immunity. Its 2025 report and recent state comments reveal growing acceptance that immunity should not shield international crimes. This shift opens the door for accountability.

The legal action outlined in the communication is compelling, not just for its legal novelty, but for the hope it offers to victims who have long been denied justice. Though groundbreaking, the legal action faces formidable legal and political hurdles that test the ICC’s limits. Legally, it is difficult to attribute criminal intent to political decisions. Politically, the ICC faces intense pressure from congressional threats, executive sanctions, and expanded measures against ICC staff by the US, as well as moves from Europe, such as Hungary’s 2025 withdrawal from the Rome Statute.

This probably explains why the ICC has historically struggled to act against powerful states (here and here). For two decades, its investigations focused almost entirely on African states (here, here, and here), while powerful Western states faced no comparable scrutiny. More recently, though, there are signs of progress: the ICC, after issuing an arrest warrant, arrested former Philippine President Rodrigo Duterte in March 2025 on charges of crimes against humanity linked to his “war on drugs.” This case, while still in the pre-trial stage, shows that the Court can move against high-profile figures and look beyond Africa. Duterte was no longer in office at the time, reminding us that leaders often need to be out of power before the Court can act.

Nevertheless, high-profile officials from influential countries remain effectively immune from prosecution. The issuance of arrest warrants for Vladimir Putin and Benjamin Netanyahu, with no arrests or court appearances to date, demonstrates the persistent challenges of enforcement in such cases. Consequently, the Court has not succeeded yet in holding leaders of powerful states accountable.

Going for the Heads of State

International justice often concentrates on the actors who implement unlawful policies, while those who design, authorize, and legitimise them remain insulated from effective scrutiny. Accountability becomes harder to pursue the more political authority a person holds. Unless responsibility is traced to the architects of these policies, the system that enables widespread harm remains intact.

Research suggests that focusing solely on individual responsibility can be incomplete.  For example, vulnerability theory shows that violence against migrants stems from policies, institutions, and hierarchies that normalise exclusion. International criminal law, with its focus on personal responsibility, overlooks this complexity. Mark Drumbl argues that individual prosecution cannot address the collective, structural nature of mass atrocities, and that ordinary criminal law assumptions cannot simply be applied to extraordinary crimes. At the same time, Kathryn Sikkink’s influential work on the “justice cascade” shows how trials of state officials can shape state behavior and help build a broader, lasting culture of accountability. This supports the view that, because systems are created and maintained by people, this legal action can deter future violations. The ICC, therefore, has an opportunity to confront not only individual liability but also the structures of power that enable such crimes.

Regardless of the outcome, the significance of this legal action lies in how it emerged and the challenge it poses. The collaboration between lawyers and students demonstrates the power of coordinated research and advocacy. More than a procedural step, it constitutes a convergence of practice and academia, testing whether the promise of international justice effectively extends to actors in both the Global North and the Global South. At minimum, it stands as a call for justice showing that law alone may not dismantle oppression, but it can expose it. And at times, exposing the truth is the first step toward accountability.

 

*Adrian Gjoshi is a doctoral researcher at the Institute for Human Rights at Åbo Akademi University and a lawyer. His research focuses on international criminal law and migration law.

 

The author would like to thank the editorial team and reviewers at Talking Rights for their helpful feedback.

The “Wojewoda Mazowiecki” ruling: the recognition of same-sex couples to have and to hold, to love and to cherish, until death unites them in a gold two-handled urn*

 

Chiara De Capitani (PhD), a linguist agent at the European Commission and member of Amnesty International Belgique francophone’s Sexual Orientation and Gender Identity (OSIG) coordination. The views, thoughts and opinions expressed in this paper are solely that of the author and do not necessarily reflect the views, policy or opinion of the European Commission or of Amnesty International.

Photo credit: O. Ortelpa, via Wikimedia Commons

 

Introduction

In the Wojewoda Mazowiecki case (hereafter “the present case”), the Court of Justice of the European Union (hereafter “the Court”) was called upon to rule on whether to extend its jurisprudence concerning the civil registration of a surname or gender identity change obtained in another Member State to marriage certificates. In the present case, the applicants' State of origin does not recognize same-sex marriages and refused to transcribe a marriage certificate concluded in another EU Member State (hereafter “host Member State”).

In the present case, the Grand Chamber of the Court examined several crucial aspects of the recognition of same-sex marriages and found, for the first time, the existence of a general principle prohibiting any form of discrimination based on sexual orientation.

Indeed, according to the Court, although the rules relating to marriage and civil status fall under the jurisdiction of the Member States, they are obliged to recognize - for the purpose of exercising the rights conferred by EU law - the marital status acquired legally in another Member State. Furthermore, although Member States may establish the procedures for such marriages' recognition, these procedures must not render impossible or excessively difficult the implementation of rights conferred by European law.

Additionally, the present case highlights the necessity to ensure the effective enjoyment of rights that a Union citizen derives from Article 21 TFEU, notably that the family life that this citizen has created or strengthened in a Member State can be continued upon their return to their Member State of nationality.

The dispute in the main proceedings

Mr Trojan and Mr Cupriak-Trojan are a Polish and German-Polish same-sex couple who got married in Germany in 2018. Wishing to reside in Poland as a married couple, they filed a request for the transcription of the German marriage certificate in the Polish civil status register with the head of the Warsaw civil registry office in 2019. However, this request was denied on the grounds that Polish legislation does not allow same-sex marriages. After a series of failed appeals, the case was finally brought by referring Court to the Court of Justice.

Scope of the case: right to freedom of movement or EU citizenship?

At first glance, the facts resemble those of Coman in 2018 - a case concerning the application of the right of free movement to same-sex marriages - but the context is different here because both applicants are European citizens. Therefore, their right to move and reside freely within the Union does not depend on the recognition of their marriage for the purposes of family reunification under the provisions of the freedom of movement directive, but instead relies on the rights conferred to them by European citizenship according to Articles 20 and 21 of the TFEU.

Firstly, the Court recalls that, pursuant to these articles and its established case law, citizenship of the Union confers on each Union citizen a right to move and reside freely within the territory of the Member States and to rely on the rights pertaining to said EU citizenship (paras 41 and 42). These rights include the ability to lead a “normal family life” both in the host Member State and in the Member State of which the citizen is a national, benefiting from the presence of family members upon their return.

Additionally, the present case allows the Court to address one of the several unresolved issues from Coman: the obligation to recognize the marriage between the applicants extends beyond the specific context of family reunification, “extending the obligation to all areas of life in which a married couple may need to invoke their status as a couple” (Tryfonidou).

Practical effects of the non-recognition of the applicants' marriage

In light of these considerations, the Court specifies that the refusal by Polish authorities to recognize the applicants' marriage would cause them significant prejudice, resulting in serious administrative, professional, and private inconveniences (para 51). Indeed, the lack of recognition of their “certain” legal status, which is also enforceable against third parties, would hinder the everyday organization of the applicants' family life in their country of nationality - both in public and private spheres (paras 52-54).

The applicants, in their observations submitted to the Court, clarified that they had already experienced a series of constraints due to the non-recognition of their marital status: for example one of the applicants did not benefit from public health insurance coverage when he was unemployed, and his request to update his surname in the land register was rejected for one of his properties (para 50).

Furthermore, the Court has previously clarified in the Coman ruling that the notion of “public policy” as justification for a derogation from a fundamental freedom must be interpreted strictly and may be relied on if only there is a genuine and sufficiently serious threat to a fundamental interest of society (see Coman, para 44). In the present case, the Court notes that the obligation for the State of origin to recognize a marriage between same-sex Union citizens, contracted in the host Member State, does not undermine the institution of marriage in the State of origin, which remains defined by national law and falls under the competence of the Member States.

Obligation to establish a legal framework providing the recognition of same-sex couples

Polish legislation does not currently recognize the possibility for same-sex individuals to marry or conclude a civil union, since marriage is defined by the Polish Constitution as a union between a man and a woman. This notion was recently criticized by the European Court of Human Rights (hereafter “ECtHR”). In the Przybyszewska and others v. Poland ruling, the ECtHR found a violation of Poland’s positive obligation to protect private and family life arising from Article 8 of the European Convention for the Protection of Human Rights and Fundamental Freedoms (hereafter “ECHR”), due to the absence of a national legislative framework offering recognition and legal protection to same-sex couples.

The rights guaranteed by Article 7 of the EU Charter of Fundamental Rights (hereafter “The Charter”) have the same meaning and scope as those guaranteed by Article 8 of the ECHR, with the latter provision constituting a minimum protection threshold. Therefore, the Court confirms, failure to recognise the marriage concluded by two Union citizens of the same-sex having exercised their freedom to move and reside is contrary to Article 7 of the Charter (para 67).

It is interesting to note that the Court appears to foresee the possibility of such a Charter violation even in a situation where people have stayed in another Member State to marry “on the grounds that” the law of the Member State of which they are nationals does not allow same-sex marriage and, therefore, only for the purpose of circumventing such a lack of authorization. This possibility appears to be implied throughout the text of the present case due to the recognition by the Court of the right of same-sex individuals to continue a family life that would only have been “strengthened” in the host Member State – without, I believe, the need for them to “genuinely reside” there.

It follows from Article 7 of the Charter and Article 8 ECHR that a Member State that does not authorize same-sex marriages must establish adequate procedures for recognizing such marriages when legally concluded in a host Member State by two Union citizens exercising their freedom of movement and residence rights.

On this point, several authors (Luku, Tryfonidou, Acconciamessa) question the risk of “downgrading” due to the divergence of rights recognized by Member States who do recognise unions contracted by same-sex individuals. Indeed, the rights recognized to same-sex individuals vary depending on the type of union that the Member State allows them to contract - civil union or marriage - as well as the content of the rights (notably regarding the recognition of parenthood). Moreover, the applicability of the protection recognised by the Court in the present case to same-sex marriages contracted outside the European Union remains uncertain (Tryfonidou, Bribosia and Rorive).

Choice of procedures for recognising marriages concluded in a host Member State

As a preliminary point, the Court notes that Member States retain the power to choose the procedures for recognizing marriages concluded in a host Member State and that the procedure of transcribing marriage certificates in the civil status register constitutes only one modality among others (paras 69-70).

However, to avoid diverging results between Member States and their national procedures, the Court sets up a series of requirements Member States have to respect. Firstly, whichever types of procedures they pick, they must not render “impossible or excessively difficult” the implementation of rights conferred by Article 21 TFEU. Secondly, the Court assesses the specific situation of Member States - such as Poland - where the transcription of the marriage certificate in the civil status register is the only way possible to legally recognize a marriage concluded in a host Member State. In these circumstances, given the absence of a recognition procedure equivalent to that granted to opposite-sex couples, the Court recognises the existence of discrimination based on sexual orientation, prohibited by Article 21, paragraph 1, of the Charter.

It follows from the above that when a Member State provides a single procedure for recognizing marriages concluded in another Member State, it must apply this modality indistinctly to marriages concluded between same-sex couples and those concluded between opposite-sex couples.

This approach, both protective and pragmatic, aligns - I believe, with the Court's recent case-law regarding the recognition of a person's gender identity. Similarly to the commented case, in the Deldits ruling, the Court prohibited unnecessary or disproportionate administrative practices for rectifying personal data relating to a person's gender identity in a public register, further adding that “a medical certificate - including a psychiatric diagnosis” might suffice (Deldits ruling, paras 47-49).

Prohibition of discrimination based on sexual orientation: a general principle of EU law with direct effect

What truly distinguishes the commented decision is the Court's interpretation of Article 21 of the Charter—dealing with the prohibition of any discrimination based notably on sexual orientation—to which the Court recognizes an imperative character as a general principle of EU law (para 70). Indeed, the existence of such a general principle has only been expressly recognized until now for discriminations on grounds of age (Mangold, Association de médiation sociale, Dansk Industri rulings) and religion (Egenberger, Cresco Investigation rulings).

The Court further specifies that Articles 20 and 21 TFEU and Articles 7 and 21 of the Charter “are sufficient in themselves and do not need to be made more specific by provisions of EU or national law to confer on individuals rights which they may rely on as such”. Therefore “if the referring court were to find that it is not possible to interpret its national law in conformity with EU law, it would be required to [disapply] the national provisions concerned” (para 76).

While the recognition that the prohibition of any discrimination based on sexual orientation constitutes a general principle of EU law is revolutionary— its practical effects are currently difficult to appreciate.

Conclusion

The present case undoubtedly constitutes a turning point in the protection of LGBTIQ+ individuals. The Court, embracing its recent and consolidated jurisprudence (Mousse, Deldits, Mirin) concerning the rights of non-binary and transgender individuals in the EU, further enshrines the principle that “lives, names, and ties should not unravel when crossing internal borders” (Escach-Dubourg).

It is worth mentioning, in this regard, that the Court has recently received a request for a preliminary ruling by a Romanian court similar to the present one. This request would open the door for the Court to clarify a series of unsolved questions regarding the cross-border mobility of same-sex couples. The case concerns the non-recognition of an Italian civil union by Romania for the purpose of granting a residence permit to a spouse from a third country.

Firstly, the preliminary ruling request concerns the recognition of a civil union rather than a same-sex marriage, allowing the Court to clarify whether the protective considerations highlighted within the present case also apply to this type of union. Moreover, the case will enable the Court to confirm if a same-sex couple can “strengthen” their union in a Member State without actually residing in it.

Finally, the Court's reasoning is particularly striking: it is grounded in the search for practical solutions to real, current administrative obstacles encountered by same-sex couples in several Member States. The Court favours transparent, direct solutions to avoid the possibility that same-sex couples live in the shadows and face relentless administrative hurdles due to its ruling’s lack of clarity. Such an approach is reminiscent of the landmark Minister voor Immigratie en Asiel v X and Y and Z 2013 ruling dealing with the conditions for granting refugee status. Asked whether homosexual third country nationals could be expected to conceal their orientation from everyone in their country of origin in order to avoid persecution, the Court famously replied that: “requiring members of a social group sharing the same sexual orientation to conceal that orientation is incompatible with the recognition of a characteristic so fundamental to a person’s identity that the persons concerned cannot be required to renounce it” (Minister voor Immigratie en Asiel v X and Y and Z ruling, para 70).

* [Patroclus to Achilles]: “A last request—grant it, please. Never bury my bones apart from yours, Achilles, let them lie together . . . just as we grew up together in your house. […] So now let a single urn, the gold two-handled urn your noble mother gave you, hold our bones-together!”

The Iliad, Book 23, lines 99-110

National Courts, Judicial Independence, and the Risk of Getting It Wrong

 

Darren Harvey, Senior Lecturer in Law, Kings College London

Photo credit: Lukas Plewnia, via Wikimedia Commons – see also  www.polen-heute.de

Introduction

Much has been written in praise of the Court of Justice’s role in promulgating legally binding obligations pertaining to judicial independence on the basis of Article 19(1) TEU. To ensure effective legal protection in the fields covered by Union law, Member States must ensure that all national courts which may rule on the interpretation or application of Union law meet the requirements of independence, impartiality and previous establishment by law.

But might there be a trap door built into the rather impressive stage that the Court has been constructing in recent years? I happen to think so. Simply stated, my concern is this – what happens when national courts try to interpret and apply the manifold legal principles flowing from the CJEU’s judicial independence case law and get things wrong?

The stakes have recently been raised by the CJEU’s confirmation in AW “T” that provisions of national law may need to be declared null and void as a matter of domestic law whenever they infringe EU judicial independence standards. This includes lower-instance courts being obliged to find decisions of hierarchically superior national courts to be null and void.

Thus, in the name of protecting the rule of law, one now faces the very real prospect of national courts (either in good or in bad faith) expunging measures from their domestic legal systems on the basis of an erroneous application of EU judicial independence standards.

The Risk of National Courts (incorrectly) Policing Judicial Independence

The recently decided Daka case offers a good illustration of the concerns at play here. The case concerned decisions taken by the President of a national court to re-assign judges from one chamber to another chamber of that court. Those re-assignment decisions were taken without the consent of the re-assigned judges, did not contain any reasons and did not seem to be open to judicial challenge. Furthermore, the appointment of the court President issuing the relevant decisions was itself incompatible with Article 19(1) TEU. These factors prompted a national court, composed of re-assigned judges, to refer questions on the compatibility of the above with Article 19(1) TEU. In response, the CJEU surprised commentators (here and here) by finding that the re-assignment decisions of the non-independent court President were compatible with judicial independence standards flowing from Article 19(1) TEU.

But what if, instead of seeking guidance from the CJEU, the national court in Daka had concluded, not unreasonably in my view, that the re-assignment decisions were contrary to EU standards of judicial independence? In light of the abovementioned development in AW “T.” , a national court in a position similar to that in Daka might plausibly conclude that that national measure must be declared null and void.

The problem, however, is that we know that in Daka itself such a finding would have been incorrect as a matter of EU law. And it is here, I submit, that a possible trap door becomes partially visible. The problem stems from the role that EU law requires national courts to play in defending judicial independence on the ground in the Member States. According to settled case law, “the guarantees of access to an independent and impartial tribunal previously established by law, and in particular those which determine what constitutes a tribunal and how it is composed, represent the cornerstone of the right to a fair trial. That right means that every court is obliged to check whether, as composed, it constitutes such a tribunal where a serious doubt arises on that point…such a check is an essential procedural requirement, compliance with which is a matter of public policy and must be verified of the court’s own motion,.” There is also an “inextricable link” between the requirement of access to a court or tribunal previously established by law and the guarantees of independence and impartiality of judges. Finally, the requirements of judicial independence flowing from Article 19(1) TEU are capable of direct effect and must, therefore, be dutifully applied by national courts. It follows that the main responsibility for ensuring compliance EU judicial independence standards lies with national courts, whether in relation to their own independence, or the independence of other courts.

Consider in this regard the recent judgment on whether Article 19(1) TEU precluded national rules on setting national judicial salaries. In that case, the CJEU set down several very detailed principles that must henceforth be considered when national authorities enact rules for setting national judicial salaries. These principles also form the basis of any subsequent judicial review. They are intended to be applied by national courts to national rules and practices. Accordingly, what would prevent a national judge from incorrectly applying those principles in a future case and deciding, as a result, that national rules on judicial salaries must be disapplied or even declared null and void? And what if that national judge erroneously finds a violation of Article 19(1) TEU in such a case, without ever having referred the matter to Luxembourg? Crucially, the wide-ranging scope of application of Article 19(1) TEU means that virtually all national laws and practices touching upon the organization of justice within the State could now suffer a similar fate. Thus, far greater disruption can be caused to national legal orders by a misapplication of EU judicial independence principles than in other areas of EU law. There is a world of difference between a national court erring in its application of EU law governing free movement of workers, say, and the same national court erring in its conclusion that the national supreme court lacks independence under Article 19(1) TEU standards, with all the consequences that that may now entail.

It is worth dwelling on what those consequences might now be for national justice systems. As Dougan points out, disapplication is an individual remedy provided by a national court to resolve a particular dispute. Once disapplied, the national law in question remains in existence and operation for all other purposes. In contrast, declaring a provision of national law to be null and void is a remedy of general effect and application. The relevant national provision, once nullified, ceases to exist, including for all other purposes. Thus, Dougan notes that nullity is “a very different, more robust and more far-reaching, response to incompatibility than disapplication.” The former “carries potentially widespread and more penetrating implications within and across the national legal system, for example as regards the impact on other relationships, and for other powers or actions, as well as for third parties.” Admittedly, the circumstances in which this novel remedy of nullity will be required as a matter of Union law remain uncertain. Nonetheless, there would appear to be more at stake for the functioning of national justice systems in a world where national courts may declare measures of national law to be null and void.

One must also be attentive to an altogether more worrying prospect that, I believe, is now in play here. In the name of EU judicial independence standards, lower-instance courts may utilise these developments to disapply or invalidate judgments of hierarchically superior national courts. It is perfectly foreseeable that, in some national legal orders, first instance courts and tribunals will be far more susceptible to having their independence eviscerated by the ruling executive than apex courts in that state. In circumstances where the constitutional or supreme court remains independent, but the lower courts do not, Article 19(1) TEU, coupled with the primacy principle, can now be used (in bad faith) by those captured lower courts to effectively neutralize decisions of their (independent) superior courts that would otherwise be binding upon them. Again, this can be done (disingenuously of course) in the name of upholding EU standards of independence.

Case C‑448/23, Commission v Poland (Polish Constitutional Tribunal) as a Possible Solution?

Now, the response here might be to fall back on the classic doctrines of EU law. The risk that national courts might err in their application of EU law has always been a structural feature of the EU legal system. There is nothing novel or surprising about EU law disrupting national judicial hierarchies. The above may be nothing more than an extension of Simmenthal to the rule of law context.  Moreover, tools such as Article 258 TFEU infringement proceedings and actions for state liability in damages serve to mitigate against these risks. It may also be possible to appeal against a judgment of a national court that allegedly misapplies Article 19(1) TEU, and for any appellate court to subsequently refer the matter to Luxembourg. However, all these corrective mechanisms have shortcomings that will be familiar to readers of this blog.

It is with this in mind that we can turn, in closing, to the recent CJEU judgment concerning the Polish Constitutional Tribunal. In my view, the judgment makes some important points about the role of national courts in ensuring compliance with Article 19 TEU standards, particularly in light of the problem I have identified above. The judgment hints in places (paras 102-120) at a solution to those problems that would centralize review in Luxembourg. The Court stresses that it has exclusive jurisdiction to give definitive and binding interpretations of EU law, including the requirements flowing from Article 19(1) TEU. Then, “in order to ensure the uniform application of EU law in all the Member States, as is required by Article 19(1) TEU, those requirements cannot depend on the interpretation of provisions of national law, or on the interpretation of provisions of EU law by a national court, which does not correspond to that of the Court (para 210, emphasis added). Thus, Article 267 TFEU sets up a system of judicial dialogue between national courts and the CJEU with the aim of securing the uniform interpretation of EU law. “This is consequently the path that a national court must take when it has doubts as to the compatibility of national law with a provision of EU law requiring interpretation of the latter.” (para 212, emphasis added). Moreover, the obligation upon national courts to disapply any national rule that is inconsistent with Article 19 TEU arises “in the event of an established infringement of the second subparagraph of Article 19(1).” (para 115, emphasis added). Finally, the obligation to declare provisions of national law to be null and void is said to arise when “a national court or tribunal which has referred a question to the Court for a preliminary ruling” and subsequently “concludes that it is apparent from all the conditions and circumstances” that national law is incompatible with Article 19(1) TEU (para 120).

To my mind, these passages hint in the direction of finding that national courts must refer questions to Luxembourg whenever they harbour doubts as to the compatibility of national law with Article 19 TEU standards. How else would a national court ensure that it did not arrive at an interpretation of Article 19(1) TEU that does not correspond to that of the CJEU? How else might a national court determine that there had been an “established infringement” of Article 19(1) TEU before disapplying or nullifying the infringing provision of national law? Such a centralized solution, if confirmed, would essentially extend the Foto-Frost obligation to refer to Luxembourg questions of validity of national law when they arise in relation to Article 19(1) TEU. Such a solution would certainly mitigate against the risks of national courts causing major disruption to the organization of national justice systems whenever they incorrectly apply EU judicial independence standards. However, it would sit uncomfortably with the structure and wording of Article 267 TFEU, which affords lower-instance national courts with a discretion to refer (or not refer) questions of interpretation to Luxembourg. It would also sit uncomfortably with the obligation that direct effect and primacy place on all national courts to give full and immediate effect to Article 19(1) TEU standards by disapplying inconsistent provisions of national law. The alternative reading is that determinations of whether national rules and practices comply with Article 19(1) TEU standards remains a task that is primarily for national courts, most of whom are not obliged to refer such matters to Luxembourg.

Conclusion

The above is an attempt to articulate what I take to be a difficulty in the law of judicial independence as it currently stands. There is always a risk in such endeavours that one is identifying a problem that does not really exist. Perhaps there is no trap door built into the stage. It is also possible that the problem identified does exist, but is not as significant or difficult to solve as the above analysis might suggest. To be corrected on either of these points would be very helpful. It would mean that the stage rests on a firmer foundation than first feared. Alternatively, the above analysis might well be on to something. If that proves to be true, it will at least offer the consolation of being persistently troubled about the right sort of thing.